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Most Recent Posts
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Tips to Aid Insiders in Trading During COVID-19
Apr 30, 2020
Increased scrutiny from regulators during the pandemic means extra caution for insiders in trading the company's stock. Learn more about the do's and don'ts of insider trading. -
ISS Policy on Performance Award Modifications
Apr 28, 2020
The board wants to modify performance targets for both short-term and long-term incentives. Will ISS be okay with this? -
Protecting Against Insider Trading During COVID-19
Apr 23, 2020
How should companies protect themselves against insider trading vulnerabilities arising from the circumstances of COVID-19? -
ESPP Procedures for Non-US Employees
Apr 22, 2020
Recommended procedures for your international ESPP processes. -
ISS Issues Policy on Repricings and Option Exchanges
Apr 21, 2020
The latest guidance from ISS on how to structure an option repricing or exchange to obtain a favorable recommendation. Spoiler alert: You may need to wait a year. -
Life Events and Your Equity Plan
Apr 16, 2020
Thoughts on some of life's events and how to handle them relative to your equity plan. -
More COVID Relief: Form 144 and Section 83(b) Elections
Apr 13, 2020
Recent announcements from the SEC and the IRS make it easier to file Form 144 and extend the deadline to file Section 83(b) elections. Plus, don't miss our quick survey on COVID-19. -
Working From Home: A Tour
Apr 9, 2020
For a little Friday fun, Barbara Baksa provides a tour of her home office/cat playroom.

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